Delve(合规部门)是否犯有证券欺诈行为?
1 分•作者: ManuelSuarez•1 天前
读到关于 Delve 的文章,让我不禁思考:如果一家初创公司对其产品的功能撒谎,这是否构成证券欺诈?或者只有在融资期间向投资者做出这些虚假陈述时,才构成证券问题?
我觉得人们对“证券欺诈”这个词的用法比较随意,但从法律角度来看,它似乎有更明确的定义。
很想听听真正了解这方面运作方式的人的看法。
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Reading about Delve made me wonder: if a startup is lying about what its product does, is that ever automatically securities fraud? Or is it only a securities issue if those claims were also made to investors during a raise?<p>I feel like people use “securities fraud” pretty loosely, but legally it seems more specific than that.<p>Would love to hear from anyone who actually knows how this works.